Compliance Assistant

Raleigh, North Carolina, United States Full-time

The compliance assistant exists to support senior compliance associates with its core functions of examinations, investigation and financial inspections. Fairview Investment Services is seeking a responsible compliance assistant to perform a variety of administrative and clerical tasks for our compliance division.  

Candidate must be very detailed oriented, analytical, a self-starter, proficient in Microsoft Office applications, comfortable using technology tools to accomplish work tasks and have a passion for learning. The role includes:

  • Assisting in the preparation of regulatory documents.
  • Providing administrative support services to senior compliance consultants.
  • Reviewing, scanning and filing documents and transaction activity.
  • Maintaining compliance logs.
  • Maintaining firm records calendars, workflows and status updates.
  • Assisting in researching and maintaining information on compliance and regulatory issues.
  • Wide variety of research projects, maintenance and development of internal procedures.
  • Other duties as assigned.


  • Interest in the compliance industry.
  • Bachelors degree. New grads welcome.
  • Ability to handle multiple projects. 
  • Strong analytical skills.
  • Excellent oral and written communication skills.

Why Fairview Investment Services?

At Fairview Investment Services, our strength lies in our people and in our client relationships. We excel based on the self-motivation, ambition, and drive of our employees. We seek exceptional candidates who embrace challenges, welcome increasing responsibilities, and thrive in a fast-paced, dynamic environment that exposes them to team interaction, an intensive sales and quantitative analysis process, and a philosophy of providing unparalleled service to our clients. At Fairview Investment Services, we look for outstanding candidates in all business areas, whether they are entry-level applicants or experienced professionals.

 We work in a fast-paced, team-oriented environment which offers a great opportunity for career growth. A small amount a travel may be required. We offer competitive salaries and excellent benefits including health insurance, vision insurance, dental insurance, 401k, Health Savings Plan, long-term disability and life insurance.


EEO Statement

Fairview Investment Services provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age disability or genetics. In addition to federal law requirements, Fairview Investment Services complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.

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